SEC Form 4 · accession 0001179110-17-013134

GLU MOBILE INC · GLUU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, COO and CFO

Period of report

Oct 2, 2017

Accepted (ET)

Oct 4, 2017 · 8:14 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001366246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Oct 2, 2017	M	100,000	$2.90	A	157,000	D
Common Stock^F2	Oct 2, 2017	S	100,000	$3.7504	D	57,000	D
Common Stock^F3	holding	—	—		—	247,157	I	Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F4	$2.90	Oct 2, 2017	M	100,000	D	—	Oct 20, 2017	Common Stock	100,000	160,000	D

F1The sale was effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended, that Mr. Ludwig entered into on March 6, 2017.
F2Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.69 to $3.82. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3These shares are held by the Ludwig McKillop Trust, of which the reporting person and his wife, Mary Elizabeth McKillop, are the co-trustees.
F4The option vested and became exercisable over four years with 25% of the shares vesting and becoming exercisable on October 20, 2012, the first anniversary of the grant date, and the remaining shares vesting and becoming exercisable in equal monthly installments thereafter for a period of three years.