SEC Form 4 · accession 0001179110-16-026114
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg Brandeau
Director
Period of report
Jun 2, 2016
Accepted (ET)
Jun 6, 2016 · 8:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $2.41 | Jun 2, 2016 | A | 50,000 | A | — | Jun 2, 2026 | Common Stock | 50,000 | 50,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jun 2, 2016 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1The option is immediately exercisable and vests over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option will be fully vested on the first to occur of (1) June 2, 2017or (2) the date of the Glu Mobile Inc. 2017 Annual Meeting of Stockholders.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Glu Mobile Inc. common stock.
- F3The RSU vests in full on the first to occur of (1) June 2, 2017 or (2) the date of the Glu Mobile Inc. 2017 Annual Meeting of Stockholders.