SEC Form 4 · accession 0001179110-16-026033

GLU MOBILE INC · GLUU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Jun 2, 2016

Accepted (ET)

Jun 3, 2016 · 8:36 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001366246

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Jun 2, 2016	A	25,000	$0.00	A	53,666	D
Common Stock^F2	Jun 2, 2016	S	25,000	$2.3639	D	28,666	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to buy)^F3	$2.41	Jun 2, 2016	A	50,000	A	—	Jun 2, 2026	Common Stock	50,000	50,000	D
Restricted Stock Units^F4,F5	—	Jun 2, 2016	A	25,000	A	—	—	Common Stock	25,000	25,000	D

F1Vesting of restricted stock units ("RSUs") granted to Ms. Mather on June 4, 2015.
F2Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.36 to $2.375. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
F3The option is immediately exercisable and vests over 12 months, with 8.333% of the shares vesting on July 2, 2016 and the remaining shares vesting in equal monthly installments thereafter such that the option will be fully vested on the first to occur of (1) June 2, 2017or (2) the date of the Glu Mobile Inc. 2017 Annual Meeting of Stockholders.
F4Each RSU represents a contingent right to receive one share of Glu Mobile Inc. common stock.
F5The RSU vests in full on the first to occur of (1) June 2, 2017 or (2) the date of the Glu Mobile Inc. 2017 Annual Meeting of Stockholders.