SEC Form 4 · accession 0001179110-16-025531
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hany Nada
Director
Period of report
May 23, 2016
Accepted (ET)
May 25, 2016 · 8:49 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 23, 2016 | M | 20,100 | $1.51 | A | 65,200 | D | |
| Common StockF1 | holding | — | — | — | 1,532,913 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.51 | May 23, 2016 | M | 20,100 | D | — | Jun 3, 2016 | Common Stock | 20,100 | 0 | D |
Explanation of responses
- F1Represents (i) 29,889 shares held by GGV II Entrepreneurs Fund L.P. ("GGV") (Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner) and (ii) 1,503,024 shares held by Granite Global Ventures II L.P. ("Granite Global") (Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner). Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- F2The option was immediately exercisable upon grant on June 3, 2010 and vested at to 8.333% of the shares on July 3, 2010 and the remaining shares vested in 11 equal monthly installments thereafter, such that the option was fully vested on June 3, 2011.