SEC Form 4 · accession 0001179110-16-025251
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ann Mather
Director
Period of report
May 20, 2016
Accepted (ET)
May 20, 2016 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 19, 2016 | M | 20,100 | $1.51 | A | 48,766 | D | |
| Common StockF1 | May 19, 2016 | S | 20,100 | $2.4843 | A | 28,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $1.51 | May 19, 2016 | M | 20,100 | D | — | Jun 3, 2016 | Common Stock | 20,100 | 0 | D |
Explanation of responses
- F1Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.48 to $2.49. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price.
- F2The option was immediately exercisable upon grant on June 3, 2010 and vested at to 8.333% of the shares on July 3, 2010 and the remaining shares vested in 11 equal monthly installments thereafter, such that the option was fully vested on June 3, 2011.