SEC Form 4 · accession 0001179110-15-015120
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Miller
Director
Period of report
Nov 16, 2015
Accepted (ET)
Nov 18, 2015 · 7:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 16, 2015 | M | 25,000 | $1.05 | A | 100,000 | D | |
| Common Stock | Nov 16, 2015 | S | 25,000 | $3.12 | D | 75,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.05 | Nov 16, 2015 | M | 25,000 | A | — | Dec 1, 2015 | Common Stock | 25,000 | 0 | D |
Explanation of responses
- F1The option became fully vested and exercisable on March 1, 2010.