SEC Form 4 · accession 0001179110-15-009273
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hany Nada
Director
Period of report
Jun 4, 2015
Accepted (ET)
Jun 5, 2015 · 5:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2015 | A | 25,000 | $0.00 | A | 45,100 | D | |
| Common StockF2 | holding | — | — | — | 1,532,913 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F3 | $6.75 | Jun 4, 2015 | A | 50,000 | A | — | Jun 4, 2025 | Common Stock | 50,000 | 50,000 | D |
| Restricted Stock UnitsF4,F5 | — | Jun 4, 2015 | A | 25,000 | A | — | — | Common Stock | 25,000 | 25,000 | D |
Explanation of responses
- F1Vesting of restricted stock units ("RSUs") granted to Mr. Nada on June 4, 2015.
- F2Represents (i) 29,889 shares held by GGV II Entrepreneurs Fund L.P. ("GGV") (Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner) and (ii) 1,503,024 shares held by Granite Global Ventures II L.P. ("Granite Global") (Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner). Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- F3The option is immediately exercisable and vests over 12 months, with 8.333% of the shares vesting on July 4, 2015 and the remaining shares vesting in equal monthly installments thereafter such that the option will be fully vested on the first to occur of (1) June 4, 2016 or (2) the date of the Glu Mobile Inc. 2016 Annual Meeting of Stockholders.
- F4Each restricted stock unit represents a contingent right to receive one share of Glu Mobile Inc. common stock.
- F5The restricted stock unit vests in full on the first to occur of (1) June 4, 2016 or (2) the date of the Glu Mobile Inc. 2016 Annual Meeting of Stockholders.