SEC Form 4 · accession 0001179110-15-007935
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hany Nada
Director
Period of report
May 15, 2015
Accepted (ET)
May 15, 2015 · 6:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 15, 2015 | M | 20,100 | $0.76 | A | 20,100 | D | |
| Common StockF1 | holding | — | — | — | 1,532,913 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $0.76 | May 15, 2015 | M | 20,100 | D | — | May 29, 2015 | Common Stock | 20,100 | 0 | D |
Explanation of responses
- F1Represents (i) 29,889 shares held by GGV II Entrepreneurs Fund L.P. ("GGV") (Mr. Nada is a managing director of the general partner of GGV, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner) and (ii) 1,503,024 shares held by Granite Global Ventures II L.P. ("Granite Global") (Mr. Nada is a managing director of the general partner of Granite Global, which has six other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner). Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
- F2This option was immediately exercisable and vested in equal monthly installments over 12 months, such that the option fully vested on May 29, 2010.