SEC Form 4 · accession 0001179110-15-007197
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Miller
Director
Period of report
May 5, 2015
Accepted (ET)
May 6, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 5, 2015 | M | 16,363 | $1.07 | A | 66,363 | D | |
| Common Stock | May 5, 2015 | M | 20,100 | $0.76 | A | 86,463 | D | |
| Common Stock | May 5, 2015 | S | 36,463 | $6.76 | D | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $1.07 | May 5, 2015 | M | 16,363 | D | — | Aug 7, 2015 | Common Stock | 16,363 | 0 | D |
| Stock Option (right to buy)F2 | $0.76 | May 5, 2015 | M | 20,100 | D | — | May 29, 2015 | Common Stcok | 20,100 | 0 | D |
Explanation of responses
- F1The option vested and became exercisable on a monthly basis during Mr. Miller's term as our interim-Chief Executive Officer, beginning July 1, 2009 and terminating when Niccolo de Masi was appointed as our Chief Executive Officer in January 2010.
- F2Option was immediately exercisable on the grant date of May 29, 2009 and vested monthly over 12 months such that the option was fully vested on May 29, 2010.