SEC Form 4 · accession 0000950142-16-003183
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Tencent Holdings Ltd
Director · 10% Owner
Red River Investment Ltd
Director · 10% Owner
Period of report
Feb 12, 2016
Accepted (ET)
Feb 25, 2016 · 9:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F11,F9 | Feb 12, 2016 | P | 793 | $3.0476 | A | 3,201,743 | I | See footnote |
| Common Stock, par value $0.0001 per shareF2,F11,F9 | Feb 16, 2016 | P | 428,000 | $3.2916 | A | 3,629,743 | I | See footnote |
| Common Stock, par value $0.0001 per shareF3,F11,F9 | Feb 17, 2016 | P | 323,600 | $3.4434 | A | 3,953,343 | I | See footnote |
| Common Stock, par value $0.0001 per shareF4,F11,F9 | Feb 19, 2016 | P | 38,914 | $3.6898 | A | 3,992,257 | I | See footnote |
| Common Stock, par value $0.0001 per shareF5,F11,F9 | Feb 22, 2016 | P | 75,008 | $3.6913 | A | 4,067,265 | I | See footnote |
| Common Stock, par value $0.0001 per shareF6,F11,F9 | Feb 23, 2016 | P | 1,050,000 | $3.7603 | A | 5,117,265 | I | See footnote |
| Common Stock, par value $0.0001 per shareF7,F11,F9 | Feb 24, 2016 | P | 1,621,964 | $3.665 | A | 6,739,229 | I | See footnote |
| Common Stock, par value $0.0001 per shareF8,F11,F9 | Feb 25, 2016 | P | 455,461 | $3.8088 | A | 7,194,690 | I | See footnote |
| Common Stock, par value $0.0001 per shareF10 | holding | — | — | — | 21,000,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.04-$3.05, inclusive.
- F10Held directly by Red River Investment Limited ("Red River"). Red River is a wholly-owned subsidiary of Tencent.
- F11The reporting person undertakes to provide to GLU Mobile Inc., any security holder of GLU Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1-7 herein..
- F2The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.18-$3.39, inclusive.
- F3The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.40-$3.56, inclusive.
- F4The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.67-$3.70, inclusive.
- F5The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.65-$3.70, inclusive.
- F6The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.71-$3.80, inclusive.
- F7The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.56-$3.7050, inclusive.
- F8The Price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $3.71-$3.85, inclusive.
- F9Held directly by THL E Limited ("THL"). THL is a wholly-owned subsidiary of Tencent Holdings Limited ("Tencent").
Remarks
Xiaoyi Ma, a Senior Vice President of Tencent, serves as the representative of the Reporting Persons on the Issuer's board of directors.