SEC Form 4/A · accession 0000950142-16-003025
GLU MOBILE INC · GLUU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owners
Tencent Holdings Ltd
Director · 10% Owner
Red River Investment Ltd
Director · 10% Owner
Period of report
Feb 10, 2016
Accepted (ET)
Feb 10, 2016 · 9:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366246
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0001 per shareF1,F3 | Feb 8, 2016 | P | 800,950 | $2.6941 | A | 800,950 | I | See footnote |
| Common Stock, par value $0.0001 per shareF2,F3 | Feb 9, 2016 | P | 1,760,000 | $2.8858 | A | 2,560,950 | I | See footnote |
| Common Stock, par value $0.0001 per shareF4,F3 | Feb 10, 2016 | P | 640,000 | $2.9941 | A | 3,200,950 | I | See footnote |
| Common Stock, par value $0.0001 per shareF5 | holding | — | — | — | 21,000,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.64 to $2.76, inclusive. The reporting person undertakes to provide to GLU Mobile Inc., any security holder of GLU Mobile Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.65 to $2.945, inclusive.
- F3Held directly by THL E Limited ("THL"). THL is a wholly-owned subsidiary of Tencent Holdings Limited ("Tencent").
- F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.95 to $3.02, inclusive.
- F5Held directly by Red River Investment Limited ("Red River"). Red River is a wholly-owned subsidiary of Tencent.
Remarks
Xiaoyi Ma, a Senior Vice President of Tencent, serves as the representative of the Reporting Persons on the Issuer's board of directors. This amendment is being submitted solely to include the authorized signatures of the reporting persons.