SEC Form 4/A · accession 0001567619-18-001786
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
L John Doerr
Director · 10% Owner
Period of report
Aug 17, 2018
Accepted (ET)
Aug 24, 2018 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F2,F3,F1 | $7.52 | Aug 17, 2018 | A | 4,877,386 | A | Feb 17, 2019 | May 17, 2020 | Common Stock | 4,877,836 | 4,877,386 | I |
Explanation of responses
- F1Due to an unintentional error, the expiration date for the warrant was incorrectly listed as November 17, 2019 in a Form 4 filed on August 21, 2018 (the "Prior Form 4"). The warrant expires on May 17, 2020.
- F2The warrant was issued pursuant to that certain Warrant Exercise Agreement, dated August 17, 2018, between the Issuer and Foris Ventures, LLC ("Foris") in exchange for Foris exercising a common stock purchase warrant issued on May 11, 2017 for cash and surrendering a separate common stock purchase warrant issued on May 11, 2017 for cancellation, as described in the Prior Form 4.
- F3The Reporting Person indirectly holds all of the membership interests in Foris. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.