SEC Form 4 · accession 0001567619-18-000170
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Richard Mills
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 8:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 6, 2018 | A | 2,266 | $0.00 | A | 2,266 | D | |
| Common StockF2 | holding | — | — | — | 10,316 | I | By The Steven R. Mills Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.78 | Aug 6, 2018 | A | 3,466 | A | — | Aug 6, 2028 | Common Stock | 3,466 | 3,466 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests as to 100% of the units on August 1, 2019.
- F2The Reporting Person is the Trustee of The Steven R. Mills Trust.
- F3Stock option vests as to 100% of the shares underlying the stock option on August 1, 2019.