SEC Form 4 · accession 0001365916-17-000084
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eduardo Alvarez
Officer — Chief Operating Officer
Period of report
Oct 23, 2017
Accepted (ET)
Oct 25, 2017 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 23, 2017 | A | 70,000 | $0.00 | A | 70,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.89 | Oct 23, 2017 | A | 30,000 | A | — | Oct 23, 2027 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in two (2) equal annual installments, with the first 50% of the units vesting on October 1, 2018.
- F2The stock option vests as to 25% of the shares subject to the option on October 16, 2018, with the remainder vesting over the following twelve (12) months in twelve (12) equal monthly installments upon completion of each additional month of employment.