SEC Form 4 · accession 0001365916-17-000073
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicole Kelsey
Officer — General Counsel and Secretary
Period of report
Aug 14, 2017
Accepted (ET)
Aug 16, 2017 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 14, 2017 | A | 21,000 | $0.00 | A | 21,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $2.49 | Aug 14, 2017 | A | 9,000 | A | — | Aug 14, 2027 | Common Stock | 9,000 | 9,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in three (3) equal annual installments, with the first 1/3rd of the units vesting on August 1, 2018.
- F2The stock option vests as to 50% of the shares subject to the option upon completion of twelve (12) months of employment, and the remainder vesting over the following three (3) years in thirty-six (36) equal monthly installments upon completion of each additional month of employment.