SEC Form 4 · accession 0001365916-17-000065
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fernando de Castro Reinach
Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 7:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 2, 2017 | A | 1,133 | $0.00 | A | 3,266 | D | |
| Common StockF2,F3 | holding | — | — | — | 11,360 | I | by Sualk Capital, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F4 | $3.93 | Aug 2, 2017 | A | 1,733 | A | — | Aug 2, 2027 | Common Stock | 1,733 | 1,733 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests as to 100% of the units subject to the award on August 2, 2018.
- F2Reflects a 1-for-15 reverse stock split which became effective on June 5, 2017.
- F3The Reporting Person is the sole director of Sualk Capital, Ltd. ("Sualk") and indirectly holds all of Sualk's outstanding shares, and, as such, may be deemed to share voting and investment power over the securities held by Sualk. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
- F4Stock option vests as to 100% of the total number of shares subject to the option on August 2, 2018.