SEC Form 4 · accession 0001365916-17-000062
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick Y Yang
Director
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Aug 2, 2017 | A | 1,133 | $0.00 | A | 24,666 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $3.93 | Aug 2, 2017 | A | 1,733 | A | — | Aug 2, 2027 | Common Stock | 1,733 | 1,733 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests as to 100% of the units subject to the award on August 2, 2018.
- F2Reflects a 1-for-15 reverse stock split which became effective on June 5, 2017.
- F3Stock option vests as to 100% of the total number of shares subject to the option on August 2, 2018.