SEC Form 4 · accession 0001365916-17-000046
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Melo
Officer — President and CEO · Director
Period of report
Jun 12, 2017
Accepted (ET)
Jun 14, 2017 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 12, 2017 | A | 46,666 | $0.00 | A | 108,445 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F3 | $3.16 | Jun 12, 2017 | A | 20,000 | A | — | Jun 12, 2027 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Represents a restricted stock unit ("RSU") award that vests in three (3) successive equal annual installments, with the first 1/3rd of the units vesting on May 1, 2018.
- F2Reflects a 1-for-15 reverse stock split which became effective on June 5, 2017.
- F3The stock option vests as to 1/4th of the total number of shares subject to the option on May 1, 2018, and thereafter vests as to 1/48th of the total number of shares subject to the option in equal monthly installments.