SEC Form 4 · accession 0001365916-17-000028
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joel Cherry
Officer — President of R&D
Period of report
May 15, 2017
Accepted (ET)
May 17, 2017 · 7:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 15, 2017 | A | 371,000 | $0.00 | A | 943,271 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $0.32 | May 15, 2017 | A | 159,000 | A | — | May 15, 2027 | Common Stock | 159,000 | 159,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in three successive equal annual installments, with the first 1/3rd of the units vesting on May 1, 2018.
- F2The stock option vests as to 1/4th of the total number of shares subject to the option on May 1, 2018, and thereafter vests as to 1/48th of the total number of shares subject to the option in equal monthly installments.