SEC Form 4 · accession 0001365916-17-000005
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Kathleen Valiasek
Officer — Chief Financial Officer
Period of report
Jan 17, 2017
Accepted (ET)
Jan 19, 2017 · 7:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 17, 2017 | A | 167,000 | $0.00 | A | 167,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $0.69 | Jan 17, 2017 | A | 250,000 | A | — | Jan 17, 2027 | Common Stock | 250,000 | 250,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in three (3) equal annual installments, with the first 1/3rd of the units vesting on January 1, 2018.
- F2The stock option vests as to 50,000 shares on July 4, 2017, 50,000 shares on January 4, 2018, and the remainder vesting over the following three (3) years in 36 equal monthly installments.