SEC Form 4 · accession 0001365916-16-000155
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fernando de Castro Reinach
Director
Period of report
Jul 13, 2016
Accepted (ET)
Jul 15, 2016 · 7:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 13, 2016 | A | 17,000 | $0.00 | A | 32,000 | D | |
| Common StockF2 | holding | — | — | — | 170,397 | I | by Sualk Capital, Ltd. |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $0.41 | Jul 13, 2016 | A | 26,000 | A | — | Jul 13, 2026 | Common Stock | 26,000 | 26,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests as to 100% of the units subject to the award on July 13, 2017.
- F2The Reporting Person, a member of the Issuer's Board of Directors, is the sole director of Sualk Capital, Ltd. ("Sualk") and indirectly holds all of Sualk's outstanding shares, and, as such, may be deemed to share voting and investment power over the securities held by Sualk. Dr. Reinach disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- F3Stock option vests as to 100% of the total number of shares subject to the option on July 13, 2017.