SEC Form 4 · accession 0001365916-16-000124
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 16, 2016 · 7:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 14, 2016 | P | 200,577 | $1.04 | A | 13,037,586 | I | By Foris Ventures, LLC |
| Common Stock | holding | — | — | — | 15,000 | D | ||
| Common StockF2 | holding | — | — | — | 144,707 | I | By Clarus LLC | |
| Common StockF3 | holding | — | — | — | 3,724,558 | I | By Kleiner Perkins Caufield & Byers | |
| Common StockF4 | holding | — | — | — | 67,952 | I | By KPCB XII Founders Fund, LLC | |
| Common StockF5 | holding | — | — | — | 8,503 | I | By The Vallejo Ventures Trust U/T/A 2/12/96 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
- F2The Reporting Person is the manager of Clarus, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
- F3The Managing Member of Kleiner Perkins Caufield & Byers XII, LLC is KPCB XII Associates, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
- F4The Managing Member of KPCB XII Founders Fund, LLC is KPCB XII Associates, LLC, of which the Reporting Person is the managing member. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.The shares are held for convenience in the name of "KPCB Holdings, Inc., as nominee" for the account of entities affiliated with Kleiner Perkins Caufield & Byers and others. KPCB Holdings, Inc. has no voting, dispositive or pecuniary interest in any such shares.
- F5The Reporting Person is a Trustee of The Vallejo Ventures Trust U/T/A 2/12/96.