SEC Form 4 · accession 0001365916-16-000109
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
L John Doerr
Director
Period of report
Feb 12, 2016
Accepted (ET)
May 19, 2016 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F3,F2 | $0.01 | Feb 12, 2016 | P | 2,285,714 | A | May 17, 2016 | Feb 12, 2021 | Common Stock | 2,285,714 | 2,285,714 | I |
Explanation of responses
- F1Purchase was made pursuant to that certain Note & Warrant Purchase Agreement dated as of February 12, 2016 by and among the Issuer and the purchasers set forth therein, including Foris Ventures, LLC.
- F2The exercisability of the warrants was subject to stockholder approval, which was obtained on May 17, 2016.
- F3The Reporting Person indirectly holds all of the membership interests in Foris Ventures, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.