SEC Form 4 · accession 0001365916-15-000058
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jul 30, 2015
Accepted (ET)
Aug 3, 2015 · 6:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 30, 2015 | A | 3,000 | $0.00 | A | 12,000 | D | |
| Common StockF2 | holding | — | — | — | 7,484,601 | I | by Biolding Investment SA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $1.69 | Jul 30, 2015 | A | 6,000 | A | — | Jul 30, 2025 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests as to 100% of the units subject to the award on August 11, 2016.
- F2HH Sheikh Abdullah bin Khalifa Al Thani, a member of the Issuer's Board of Directors, is a director of Biolding Investment SA ("Biolding") and indirectly holds a majority of Biolding's outstanding shares, and, as such, may be deemed to share voting and investment power over the securities held by Biolding. HH Sheik Abudullah bin Khalifa Al Thani disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein.
- F3Stock option vests as to 100% of the total number of shares subject to the option on August 11, 2016.