SEC Form 4 · accession 0001365916-15-000034
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nicholas Khadder
Officer — General Counsel and Secretary
Period of report
Jun 8, 2015
Accepted (ET)
Jun 10, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 8, 2015 | A | 100,000 | $0.00 | A | 224,526 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right To Buy)F2 | $1.96 | Jun 8, 2015 | A | 100,000 | A | — | Jun 7, 2025 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in three successive equal annual installments, with the first 1/3rd of the units vesting on June 1, 2016.
- F2The stock option vests as to 1/4th of the total number of shares subject to the option on June 8, 2016, and thereafter vests as to 1/48th of the total number of shares subject to the option in equal monthly installments.