SEC Form 4 · accession 0001209191-15-063119

AMYRIS, INC. · AMRS

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Energies Nouvelles Activites Usa Total

Director · 10% Owner · Other

Period of report

Jul 29, 2015

Accepted (ET)

Jul 31, 2015 · 4:52 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001365916

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Jul 29, 2015	P	1,282,051	$1.56	A	14,899,263	D
Common Stock	Jul 29, 2015	P	30,434,782	$2.30	A	45,334,045	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
1.5% Senior Secured Convertible Note Due 2017^F3	$7.0682	Jul 29, 2015	J	—	D	—	—	Common Stock	—	—	D
1.5% Senior Secured Convertible Note Due 2017^F4	$3.08	Jul 29, 2015	J	—	D	—	—	Common Stock	—	—	D
1.5% Senior Secured Convertible Note Due 2017^F3	$3.08	Jul 29, 2015	J	—	D	—	—	Common Stock	—	—	D
1.5% Senior Secured Convertible Note Due 2017^F3	$7.0682	Jul 29, 2015	J	—	D	—	—	Common Stock	—	—	D
1.5% Senior Secured Convertible Note Due 2017^F3	$4.11	Jul 29, 2015	J	—	D	—	—	Common Stock	—	—	D
1.5% Senior Secured Convertible Note Due 2017^F3	$4.11	Jul 29, 2015	J	—	D	—	—	Common Stock	—	—	D
1.5% Senior Secured Convertible Note Due 2017^F6	$3.08	Jul 29, 2015	P	—	A	—	—	Common Stock	—	—	D
Warrants (right to buy)^F8	$0.01	Jul 29, 2015	P	128,205	A	—	Jul 29, 2020	Common Stock	128,205	128,205	D
Warrants (right to buy)^F8	$0.01	Jul 29, 2015	P	2,000,000	A	—	Jul 29, 2020	Common Stock	2,000,000	2,000,000	D
Warrants (right to buy)^F7,F8	$0.01	Jul 29, 2015	P	0	A	—	Jul 29, 2020	Common Stock	0	0	D

Explanation of responses

F1Purchase was pursuant to that certain Securities Purchase Agreement dated as of July 24, 2015 by and between the Issuer and the purchasers set forth therein, including the Reporting Person (the "Purchase Agreement").
F2Shares were issued in exchange for certain Convertible Notes as listed in Table II below, and pursuant to that certain Exchange Agreement dated as of July 26, 2015 by and between the Issuer and the investors set forth therein, including the Reporting Person (the "Exchange Agreement").
F3Note was cancelled pursuant to the Exchange Agreement and that certain Request For Cancellation of Convertible Notes dated July 29, 2015 delivered by the Reporting Person to the Issuer (the "Cancellation Request").
F4Note was cancelled pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the note were cancelled upon the issuance of a new 1.5% Senior Secured Convertible Note Due 2017.
F5Issued pursuant to the Exchange Agreement and the Cancellation Request. The Issuer's obligations under the original note were cancelled upon the issuance of this new 1.5% Senior Secured Convertible Note Due 2017.
F6The principal amount of this note is $5,000,751.86. The note is convertible only in those circumstances described in the note. The Final Maturity Date as defined in the note is March 1, 2017.
F7The shares underlying this warrant will be determined upon satisfaction of the Exercise Condition as described in the warrant.
F8This warrant is exercisable upon satisfaction of the Exercise Condition as described in the warrant.
F9Warrant was issued in connection with the Exchange Agreement.

Remarks

The transactions of the securities reported on this form were pre-approved by the Issuer's board of directors pursuant to Rule 16b-3.