SEC Form 4 · accession 0001209191-15-007457
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 4:12 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 16,208,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1.5% Senior Secured Convertible NoteF1 | $4.11 | Jan 27, 2015 | P | — | A | — | — | Common Stock | — | — | D |
Explanation of responses
- F1The principal amount of the Note is $10,850,000.00, and is convertible only in those circumstances described in the Note. The Final Maturity Date as defined in the Note is March 1, 2017. Issuance of the Note approved under Rule 16b-3(d)(2) at the 2014 Annual Meeting of Stockholders of Amyris, Inc.