SEC Form 4 · accession 0001209191-15-007455
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philippe Boisseau
Director · 10% Owner
Period of report
Jan 27, 2015
Accepted (ET)
Jan 29, 2015 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 16,208,806 | I | By Total Energies Nouvelles Activites USA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 1.5% Senior Secured Convertible NoteF1,F2 | $4.11 | Jan 27, 2015 | P | — | A | — | — | Common Stock | — | — | I |
Explanation of responses
- F1Mr. Boisseau, a member of the Issuer's board of directors, is a member of the Executive Committee of Total S.A., the ultimate parent company of Total Energies Nouvelles Activites USA, and, as such, may be deemed to share voting or investment power over the securities held by Total Energies Nouvelles Activites USA. Mr. Boisseau holds no shares of the Issuer directly and disclaims beneficial ownership of the Common Stock, except to the extent of his pecuniary interest therein, if any.
- F2The principal amount of the Note is $10,850,000.00, and is convertible only in those circumstances described in the Note. The Final Maturity Date as defined in the Note is March 1, 2017. Issuance of the Note approved under Rule 16b-3(d)(2) at the 2014 Annual Meeting of Stockholders of Amyris, Inc.