SEC Form 4 · accession 0001140361-18-035465
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Aug 1, 2018
Accepted (ET)
Aug 3, 2018 · 7:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2018 | A | 2,266 | $0.00 | A | 5,332 | D | |
| Common StockF2 | holding | — | — | — | 498,974 | I | by Biolding Investment SA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $6.96 | Aug 1, 2018 | A | 3,466 | A | — | Aug 1, 2028 | Common Stock | 3,466 | 3,466 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests as to 100% of the units on August 1, 2019.
- F2The Reporting Person is a director of Biolding Investment SA ("Biolding") and indirectly holds a majority of Biolding's outstanding shares, and, as such, may be deemed to share voting and investment power over the securities held by Biolding. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
- F3Stock option vests as to 100% of the shares underlying the stock option on August 1, 2019.