SEC Form 4 · accession 0001140361-18-026666
AMYRIS, INC. · AMRS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Melo
Officer — President and CEO · Director
Period of report
May 29, 2018
Accepted (ET)
May 31, 2018 · 7:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365916
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 29, 2018 | A | 700,000 | $0.00 | A | 785,304 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $5.08 | May 29, 2018 | A | 3,250,000 | A | — | May 29, 2028 | Common Stock | 3,250,000 | 3,250,000 | D |
Explanation of responses
- F1Represents a restricted stock unit award that vests in four (4) equal annual installments, with the first 1/4th of the units vesting on July 1, 2019.
- F2The vesting of the shares subject to the option is subject to the achievement of certain EBITDA and stock price performance milestones and minimum vesting periods, as further described in the Issuer's definitive proxy statement on Schedule 14A filed on April 27, 2018.