SEC Form 3/A · accession 0001643486-15-000003
NOVAMEX ENERGY INC. · NGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owner
Jackson Payne
Officer — President, CEO, & CFO · Director · 10% Owner
Period of report
May 20, 2015
Accepted (ET)
Jun 2, 2015 · 7:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock, par value $0.001 per shareF1,F2 | holding | — | — | — | 0 | I | See footnotes | |
| Common Stock, par value $0.001 per shareF1,F2 | holding | — | — | — | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a result of the Voting Agreement, dated May 20, 2015, by and among Novamex Energy Inc. ("Novamex"), Excellere Capital Group LLC ("Excellere"), and Gordon Payne, Jackson Payne, and Coleman Payne, Jackson Payne may be deemed to be the beneficial owner of (a) 3,500,034 shares of Series A Preferred Stock of Novamex held by Gordon Payne, (b) 3,499,983 shares of Series A Preferred Stock of Novamex held by Coleman Payne, and (c) 15,000,000 shares of Common Stock of Novamex held by Excellere, because Jackson Payne shares voting power over such shares pursuant to the Voting Agreement. Jackson Payne does not, however, have a pecuniary interest in such shares pursuant to Rule 16a-1(a)(2) of the Securities Exchange Act of 1934.
- F2This filing shall not be deemed an admission that Jackson Payne is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.
Remarks
This Form 3/A includes a copy of the power of attorney for Mr. Jackson Payne. Also, this Form 3/A amends and restates the indirect holdings beneficially held by Mr. Payne as provided in Table I on June 1, 2015. The prior indirect holdings in Table I were overstated as a result of administrative error.