SEC Form 4 · accession 0001643275-15-000004
NOVAMEX ENERGY INC. · NGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Excellere Capital Group LLC
10% Owner
Period of report
May 20, 2015
Accepted (ET)
Jun 4, 2015 · 1:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A Preferred Stock, par value $0.001 per shareF1,F2 | May 20, 2015 | J | 10,500,000 | $0.00 | A | 0 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As a result of the Voting Agreement, dated May 20, 2015, by and among Novamex Energy Inc. ("Novamex), Excellere Capital Group LLC ("Excellere"), and Gordon Payne, Jackson, Payne, and Coleman Payne, Excellere may be deemed to be the beneficial owner of (a) 3,500,034 shares of Series A Preferred Stock of Novamex ("Preferred Stock") held by Gordon Payne, (b) 3,499,983 shares of Preferred Stock held by Jackson Payne, and (c) 3,499,983 shares of Preferred Stock held by Coleman Payne, because Excellere shares voting power over such shares pursuant to the Voting Agreement. Neither Excellere, nor its sole member, Stephen Bargo, however, have a pecuniary interest in such shares of Preferred Stock pursuant to Rule 16a-1(2) of the Securities Exchange Act of 1934.
- F2This filing shall not be deemed an admission that Excellere Capital Group LLC is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this statement.