SEC Form 5 · accession 0001643275-15-000002
NOVAMEX ENERGY INC. · NGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Excellere Capital Group LLC
10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jun 1, 2015 · 8:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Aug 9, 2013 | J | 15,000,000 | $600,000.00 | A | 15,000,000 | D | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 15,000,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 9, 2013, Novamex Energy Inc. (the "Company") issued to Excellere Capital Group LLC ("Excellere") 15,000,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to a Professional Services Agreement between the Company and Excellere.
- F2Stephen Bargo, Director of Novamex Energy Inc., is the sole member of Excellere Capital Group LLC. He served as Director, President, CEO, and CAO of the Company from June 28, 2013 until May 20, 2015, at which time he resigned from his roles of President, CEO, and CAO.