SEC Form 5 · accession 0001643271-15-000002
NOVAMEX ENERGY INC. · NGLE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Herbert Stephen Bargo
Director · 10% Owner
Period of report
Dec 31, 2014
Accepted (ET)
Jun 1, 2015 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365748
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Aug 9, 2013 | J | 15,000,000 | $600,000.00 | A | 15,000,000 | I | See footnote |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 15,000,000 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On August 9, 2013, Novamex Energy Inc. (the "Company") issued to Excellere Capital Group LLC ("Excellere") 15,000,000 shares of the Company's Common Stock, par value $0.001 per share, pursuant to a Professional Services Agreement between the Company and Excellere. Mr. Bargo served as the President, CEO, CAO, and Director of Novamex from June 28, 2013 until May 20, 2015, at which time Mr. Bargo resigned from his roles of President, CEO, and CAO.
- F2Stephen Bargo is the sole member of Excellere, which holds 15,000,000 shares of Common Stock of Novamex Energy Inc., par value $0.001 per share. As the sole member of Excellere, with sole voting and dispositive power over the shares of Common Stock of Novamex Energy Inc., Mr. Bargo may be deemed to beneficially own such shares.