SEC Form 4/A · accession 0001365555-18-000133
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald T DeCarlo
Director
Period of report
Mar 5, 2018
Accepted (ET)
Jun 12, 2018 · 4:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 5, 2018 | M | 2,172 | $0.00 | A | 60,750 | D | |
| Common StockF2,F3 | holding | — | — | — | 65,340 | I | By IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This Form 4/A corrects the form of ownership and amount of securities beneficially owned by the reporting owner following this transaction. In the original filing dated March 6, 2018, the reporting owner reported holding all shares of Common Stock of the Issuer on a Direct basis.
- F2This Form 4/A corrects the form of ownership and amount of securities beneficially owned by the reporting owner following the reported transaction. In the original filing dated March 6, 2018, the reporting owner reported the form of ownership of these shares as Direct. However, these shares are held on an Indirect basis by the reporting owner through an IRA.
- F3The amount of securities beneficially owned by the reporting owner on an Indirect basis includes 12,080 shares of Common Stock of the Issuer resulting from the effect of the stock dividends and stock split referenced in the Form 4/A related to a transaction on April 2, 2007, which was filed by the reporting owner immediately prior to this Form 4/A on June 12, 2018.