SEC Form 4/A · accession 0001365555-18-000131
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Donald T DeCarlo
Director
Period of report
Apr 2, 2007
Accepted (ET)
Jun 12, 2018 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Apr 2, 2007 | P | 5,000 | $10.58 | A | 5,000 | I | By IRA |
| Common StockF1 | holding | — | — | — | 15,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Due to an inadvertent error by the reporting owner, the total number of shares of Common Stock of the Issuer owned prior to this transaction was incorrectly reported. As a result, the amount of securities beneficially owned by the reporting owner following the April 2, 2007 transaction was 5,000 shares greater than reported. This error, when adjusted for the stock dividends paid by the Issuer on September 20, 2012 and September 4, 2013, and the two-for-one stock split of the Issuer's Common Stock on February 2, 2016, is presently equal to 12,080 shares.
- F2The ownership form of these shares was previously reported as Direct, however, the shares were actually purchased through the reporting owner's IRA.