SEC Form 4 · accession 0001365555-18-000012
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Gulkowitz
Director
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 5:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2018 | M | 15,126 | $6.2066 | A | 54,044 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $6.2066 | Feb 13, 2018 | M | 15,126 | D | Feb 15, 2009 | Feb 15, 2018 | Common Stock | 15,126 | 0 | D |
Explanation of responses
- F1Reflects exercise of options due to expire February 15, 2018.