SEC Form 4 · accession 0001365555-16-000371
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
George Karfunkel
Director · 10% Owner
Period of report
Oct 28, 2016
Accepted (ET)
Nov 30, 2016 · 4:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| 7.75% Non-Cumulative Preferred Stock, Series EF1 | Oct 28, 2016 | P | 50,000 | $25.80 | A | 50,000 | I | By charitable foundation |
| 7.625% Non-Cumulative Preferred Stock, Series CF1 | Nov 7, 2016 | P | 25,000 | $25.40 | A | 25,000 | I | By charitable foundation |
| 7.50% Non-Cumulative Preferred Stock, Series DF1 | Nov 7, 2016 | P | 75,000 | $25.30 | A | 75,000 | I | By charitable foundation |
| 6.95% Non-Cumulative Preferred Stock, Series FF1 | Nov 7, 2016 | P | 25,000 | $24.60 | A | 25,000 | I | By charitable foundation |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Chesed Foundation of America, a charitable foundation controlled by the Reporting Person.