SEC Form 4 · accession 0001365555-16-000188
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry D Zyskind
Officer — President and CEO · Director · 10% Owner
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 7:27 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 28, 2015 | G | 20,000 | $0.00 | D | 7,099,354 | D | |
| Common StockF1 | Dec 29, 2015 | G | 6,010,000 | $0.00 | D | 1,206,773 | I | By charitable foundation |
| Common StockF2 | Dec 29, 2015 | G | 6,010,000 | $0.00 | A | 6,010,000 | I | By charitable organization |
| Common StockF3 | Dec 31, 2015 | F | 92,449 | $61.58 | D | 7,006,905 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares held by Teferes Foundation, a charitable foundation controlled by Mr. Zyskind.
- F2Shares held by Gevurah, a charitable organization. Mr. Zyskind is a trustee and officer of Gevurah and has voting and investment authority over these shares.
- F3Shares withheld to satisfy income tax withholding liabilities upon vesting of restricted stock.