SEC Form 4 · accession 0001365555-15-000175
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Abraham Gulkowitz
Director
Period of report
Nov 24, 2015
Accepted (ET)
Nov 25, 2015 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | M | 15,125 | $5.7852 | A | 21,955 | D | |
| Common StockF1 | Nov 24, 2015 | S | 7,125 | $61.84 | D | 14,830 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $5.7852 | Nov 24, 2015 | M | 15,125 | D | Feb 9, 2007 | Feb 9, 2016 | Common Stock | 15,125 | 0 | D |
Explanation of responses
- F1Shares sold to satisfy payment of the option exercise price and income tax liabilities.