SEC Form 4 · accession 0001365555-15-000125
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Leah Karfunkel
10% Owner
Period of report
Jul 28, 2015
Accepted (ET)
Jul 30, 2015 · 9:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 28, 2015 | J | 10,029,637 | $0.00 | D | 0 | I | By Grantor Retained Annuity Trust |
| Common StockF3 | Jul 28, 2015 | J | 10,029,637 | $0.00 | A | 10,029,637 | I | By Family Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Michael Karfunkel 2005 Grantor Retained Annuity Trust distributed 10,029,637 shares of Common Stock by its terms to the Michael Karfunkel Family 2005 Trust (the "Family Trust").
- F2The reporting person was the sole trustee and a beneficiary of the Michael Karfunkel 2005 Grantor Retained Annuity Trust
- F3The reporting person is co-trustee and a beneficiary of the Family Trust, shares voting and dispositive over 3,979,627 of the shares of Common Stock held by the Family Trust, and has sole voting and dispositive power over the remaining 6,050,000 shares of Common Stock held by the Family Trust.