SEC Form 4 · accession 0001365555-15-000078

Amtrust Financial Services, Inc. · AFSI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President of Subsidiary

Period of report

Mar 25, 2015

Accepted (ET)

Mar 26, 2015 · 8:55 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001365555

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	Mar 25, 2015	M	5,041	$6.1984	A	237,697	D
Common Stock^F1	Mar 25, 2015	M	5,041	$12.0249	A	242,738	D
Common Stock^F1	Mar 25, 2015	M	5,041	$11.55	A	247,779	D
Common Stock^F1,F2,F3	Mar 25, 2015	S	6,150	$58.2165	D	241,629	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option	$6.1984	Mar 25, 2015	M	5,041	D	Sep 1, 2007	Sep 1, 2016	Common Stock	5,041	10	D
Stock Option	$12.0249	Mar 25, 2015	M	5,041	D	Oct 24, 2008	Oct 24, 2017	Common Stock	5,041	10	D
Stock Option	$11.55	Mar 25, 2015	M	5,041	D	Aug 25, 2009	Aug 25, 2018	Common Stock	5,041	11	D

F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 11, 2014.
F2Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.
F3The price included in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.82 to $58.46 per share, inclusive. The reporting person undertakes to provide to AmTrust Financial Services, Inc. or any of its security holders, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 3.