SEC Form 4 · accession 0001365555-15-000076
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Saks
Officer — EVP, Chief Legal Officer
Period of report
Mar 23, 2015
Accepted (ET)
Mar 24, 2015 · 4:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 23, 2015 | M | 9,940 | $7.4298 | A | 50,073 | D | |
| Common Stock | holding | — | — | — | 1,000 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.4298 | Mar 23, 2015 | M | 9,940 | D | May 21, 2010 | May 21, 2019 | Common Stock | 9,940 | 0 | D |
Explanation of responses
- F1Excludes 1,000 shares previously owned directly by the Reporting Person that were contributed on December 31, 2014 to a trust for the benefit of his children. Mr. Saks's spouse is the Trustee of the trust.