SEC Form 4 · accession 0001365555-15-000070
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Harry Schlachter
Officer — SVP, Treasurer
Period of report
Mar 12, 2015
Accepted (ET)
Mar 13, 2015 · 8:59 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2015 | M | 3,950 | $6.1984 | A | 39,252 | D | |
| Common StockF1,F2 | Mar 12, 2015 | S | 2,100 | $56.39 | D | 37,152 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $6.1984 | Mar 12, 2015 | M | 3,950 | D | Sep 1, 2007 | Sep 1, 2016 | Common Stock | 3,950 | 0 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 11, 2013.
- F2Shares sold to satisfy income tax withholding liabilities and payment of the option exercise price.