SEC Form 4 · accession 0001365555-15-000034
Amtrust Financial Services, Inc. · AFSI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay J Miller
Director
Period of report
Feb 15, 2015
Accepted (ET)
Feb 17, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365555
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2015 | M | 1,210 | $0.00 | A | 19,855 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Feb 15, 2015 | M | 1,210 | D | — | — | Common Stock | 1,210 | 0 | D |
Explanation of responses
- F1Acquisition of common stock resulting from the vesting of one-third of the restricted stock units granted to Mr. Miller on February 15, 2012.
- F2Each restricted stock unit represents a contingent right to receive one share of AmTrust Financial Services, Inc.'s common stock.
- F3On February 15, 2012, Mr. Miller received restricted stock units subject to a three-year vesting schedule, vesting one-third on the first, second, and third anniversaries of the grant date. As restricted stock units vest, the vested units are automatically converted to vested common stock on a one-for-one basis on the vesting date.