SEC Form 4 · accession 0001171843-16-010710
Sucampo Pharmaceuticals, Inc. · SCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter A Kiener
Officer — Chief Scientific Officer
Period of report
Mar 31, 2016
Accepted (ET)
Jun 16, 2016 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, Class A (ESPP)F1,F2 | Mar 31, 2016 | A | 129 | $9.29 | A | 129 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person is voluntarily reporting the acquisition of common stock pursuant to the issuer's Employee Stock Purchase Plan (ESPP) for the period January 1, 2016 through March 31, 2016. This transaction is exempt under Rule 16(b)-3(c).
- F2In accordance with the ESPP, these shares were purchased at 85% of the closing price of the issuer's common stock on March 31, 2016.