SEC Form 4 · accession 0001171843-15-003968
Sucampo Pharmaceuticals, Inc. · SCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas J Knapp
Other
Period of report
Jul 20, 2015
Accepted (ET)
Jul 22, 2015 · 4:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 20, 2015 | M | 45,000 | $14.82 | A | 45,000 | D | |
| Class A Common StockF1 | Jul 20, 2015 | S | 45,000 | $23.43 | D | 0 | D | |
| Class A Common Stock | Jul 20, 2015 | M | 6,810 | $6.75 | A | 6,810 | D | |
| Class A Common StockF1 | Jul 20, 2015 | S | 6,810 | $23.43 | D | 0 | D | |
| Class A Common Stock | Jul 20, 2015 | M | 12,718 | $6.75 | A | 12,718 | D | |
| Class A Common StockF1 | Jul 20, 2015 | S | 12,718 | $23.43 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $14.82 | Jul 20, 2015 | M | 45,000 | D | Mar 31, 2015 | Aug 31, 2015 | Class A Common Stock | 45,000 | 235,650 | D |
| Employee Stock Option (right to buy) | $6.75 | Jul 20, 2015 | M | 6,810 | D | Mar 31, 2015 | Aug 31, 2015 | Class A Common Stock | 6,810 | 228,840 | D |
| Employee Stock Option (right to buy) | $6.75 | Jul 20, 2015 | M | 12,718 | D | Mar 31, 2015 | Aug 31, 2015 | Class A Common Stock | 12,718 | 216,122 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.25 to $24.03, inclusive. The reporting person undertakes to provide Sucampo Pharmaceuticals, Inc., any security holder of Sucampo Pharmaceuticals, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.