SEC Form 4 · accession 0001171843-15-001493
Sucampo Pharmaceuticals, Inc. · SCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony C. Celeste
Director
Period of report
Mar 11, 2015
Accepted (ET)
Mar 18, 2015 · 9:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 11, 2015 | M | 4,800 | $4.41 | A | 4,800 | D | |
| Class A Common Stock | Mar 11, 2015 | S | 4,800 | $17.34 | D | 0 | D | |
| Class A Common Stock | Mar 11, 2015 | M | 4,500 | $4.41 | A | 4,500 | D | |
| Class A Common Stock | Mar 11, 2015 | S | 4,500 | $17.34 | D | 0 | D | |
| Class A Common Stock | Mar 11, 2015 | M | 20,000 | $7.71 | A | 20,000 | D | |
| Class A Common Stock | Mar 11, 2015 | S | 20,000 | $17.34 | D | 0 | D | |
| Class A Common Stock | Mar 11, 2015 | M | 20,000 | $8.62 | A | 20,000 | D | |
| Class A Common Stock | Mar 11, 2015 | S | 20,000 | $17.34 | D | 0 | D | |
| Class A Common Stock | Mar 11, 2015 | M | 16,666 | $6.80 | A | 16,666 | D | |
| Class A Common Stock | Mar 11, 2015 | S | 16,666 | $17.34 | D | 0 | D | |
| Class A Common Stock | holding | — | — | — | 68,800 | I | By trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $4.41 | Mar 11, 2015 | M | 4,800 | D | Jan 15, 2015 | May 2, 2021 | Class A Common Stock | 4,800 | 71,400 | D |
| Employee Stock Option (right to buy) | $4.41 | Mar 11, 2015 | M | 4,500 | D | May 2, 2014 | May 2, 2021 | Class A Common Stock | 4,500 | 66,900 | D |
| Employee Stock Option (right to buy)F1 | $7.71 | Mar 11, 2015 | M | 20,000 | D | — | May 25, 2022 | Class A Common Stock | 20,000 | 46,900 | D |
| Employee Stock Option (right to buy)F2 | $8.62 | Mar 11, 2015 | M | 20,000 | D | — | May 22, 2023 | Class A Common Stock | 20,000 | 26,900 | D |
| Employee Stock Option (right to buy)F3 | $6.80 | Mar 11, 2015 | M | 16,666 | D | — | May 9, 2024 | Class A Common Stock | 16,666 | 10,234 | D |
Explanation of responses
- F1The option vested in 12 equal monthly installments beginning on 6/25/2012 through 5/25/2013.
- F2The option vested in 12 equal monthly installments beginning on 6/22/2013 through 5/22/2014.
- F3The option vested in 10 equal monthly installments beginning on 6/9/2014 through 3/9/2015.