SEC Form 4 · accession 0000899243-18-003892
Sucampo Pharmaceuticals, Inc. · SCMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ryuji Ueno
10% Owner
Period of report
Feb 13, 2018
Accepted (ET)
Feb 14, 2018 · 5:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365216
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 19, 2017 | G | 600,000 | $0.00 | D | 7,406,585 | I | By RJ Fund, LLC |
| Class A Common Stock | Jan 29, 2018 | G | 2,000,000 | $0.00 | D | 5,406,585 | I | By RJ Fund, LLC |
| Class A Common StockF1 | Feb 13, 2018 | U | 5,406,585 | $18.00 | D | 0 | I | By RJ Fund, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of upon expiration of the tender offer conducted by Sun Acquisition Co., a Delaware corporation ("Purchaser"), pursuant to the terms of the Agreement and Plan of Merger, dated as of December 26, 2017, among Sucampo Pharmaceuticals, Inc., a Delaware corporation (the "Issuer"), Mallinckrodt plc, an Irish public limited company ("Parent"), and Purchaser, a wholly owned subsidiary of Parent, whereby Purchaser offered to purchase each outstanding share of Class A Common Stock, par value $0.01 per share, of the Issuer at a purchase price of $18.00 per share in cash, subject to any required withholding of taxes and without interest.