SEC Form 4 · accession 0001225208-19-001802
Western Union CO · WU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajesh K. Agrawal
Officer — EVP & CFO
Period of report
Feb 1, 2019
Accepted (ET)
Feb 5, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001365135
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2019 | M | 21,950 | $11.86 | A | 266,009 | D | |
| Common StockF2 | Feb 1, 2019 | S | 21,950 | $18.3512 | D | 244,059 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $11.86 | Feb 1, 2019 | M | 21,950 | D | — | Feb 17, 2019 | Common Stock | 21,950 | 0 | D |
Explanation of responses
- F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 9, 2018.
- F2The reporting person has reported the weighted average sale price for the transaction reported on this line. The range of prices for the reported transaction is $18.24 to $18.43. The reporting person will provide, upon request by the Securities and Exchange Commission staff, the issuer or security holder of the issuer, full information regarding the number of shares sold at each seperate price.
- F3This option vested in in four substantially equal installments on February 17, 2010, 2011, 2012, and 2013.